Dissertation > Excellent graduate degree dissertation topics show

Research on Operational Risk Management of Bank Staff

Author: YangJing
Tutor: ShenPeiLong
School: Shanxi University of Finance
Course: Finance
Keywords: Operational risks Game Model Behavioral Finance Principal-agent Theory
CLC: F832.2
Type: Master's thesis
Year: 2012
Downloads: 215
Quote: 0
Read: Download Dissertation

Abstract


With the increasingly expansion of banks and innovation of financial products in late20s,commercial banks are exposed to growing operational risks and the case of operational risks inthose major banks alarm the global banking. Basel Accord (draft) was issued in2001by Baselcommittee, new requirements were raised to operational risks (for instance, banks have to disposecertain amount of capital to prevent such risks), which demonstrated that the international theoryand practice circle had laid great importance on operational risks and had new understanding on themanagement such risks. In the year of2005, the China Banking Regulatory Commission (CBRC)issued a document “On putting more efforts on the prevention of operational risks”, which showedthat China’s finance circle and banking had highlighted the management of operational risks. Fromperspective of present situation of China’s commercial banks, it is in the initial stage in themanagement of operational risks. The academia in China focuses on this management much fromthe point of financial engineering, which is disconnected from the present situation. Therefore,targeted research must be carried out in the light of main reasons that caused the operational riskshappened in China’s Commercial Bank, so that banks’ international competitiveness can bestrengthened.This essay has following parts: primarily, analysis on domestic and foreign literature on thisfield and a brief introduction on the definition, the classification, measurement and characteristic ofoperational risks are put forward. On the base of these things, main factors that caused operationalrisks occurred are concluded in accordance with cases and statistics. Secondly, a study is carried oncombined with Game Model and Behavioral Finance, the requirements that banking practitioners donot do counter-rules operations are concluded. Then, the writer analyzes the salary system inbanking so as to propose incentive measures for the staff. Finally, some advice on operational risksmanagement is emphasized by using Principal-agent Theory, hoping to improve the level ofmanagement in operational risks and international competitiveness.

Related Dissertations

  1. Empirical Research on Momentum Effect and Reversal Effect in China Stock Market,F224
  2. A Study on How Managerial Overconfidence Impact Capital Structure in the Medium and Small Listing Companies,F276.6;F224
  3. A Research on the Performance of Reversal Effect of A Shares in Shanghai Stock Market,F224
  4. Study on Tax Inspection Based on Game Equilibrium Model,F812.42
  5. Study of Producer Services Agglomeration Mechanism Based on Game Theory,F224.32
  6. Incentive and Constraint Mechanism Design on the Eco-Economy Constraction in Central China,F127;F205
  7. Multinomial Option Pricing Model Based on Behavioral Finance,F830.9
  8. Investor sentiment and stock market gains Empirical Study,F832.51;F224
  9. China's commercial banks operational risk measure based on extreme value theory method,F224
  10. Financial Control Issues in the Parent Company Based on Agency Theory,F275
  11. Research on the Supervision of Project Invested by Government Based on Principal-Agent Theory,F283
  12. Legal Research on the Constaint Mechanisms of Top Managers of State-owned Enterprises,D922.291.91
  13. Research on Managerial System of Provincial State Assets,F123.7
  14. Empriical Research on Factorn Influenconign Investment Decision of Power Idustry in China,F426.61
  15. Financial Theory and Financial Behavior of Small and Medium Enterprises,F275
  16. Study on Executive Compensation of State-owned Listed Enterprises,F276.1
  17. Study on the relativity of the state-owned enterprise executives incentives and earnings management,F276.1;F224
  18. Executive Team Internal Salary Gap and Company Performance,F224
  19. Yuzhong rural cooperative banks operating risks Control Problem,F832.35
  20. A Study on Skewness Risk:the Behavioral Finance Perspective,F830
  21. Operational risks of real estate investment trusts (REITs),F293.3

CLC: > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Banking system and business
© 2012 www.DissertationTopic.Net  Mobile