Dissertation > Excellent graduate degree dissertation topics show

Study on the Laws Regulations of the Internal Control of Commercial Banks in China

Author: YanLong
Tutor: ZhongZuoHong
School: Nanchang University
Course: Legal
Keywords: commercial bank internal controls the laws and regulations dynamicimprovement
CLC: D922.281
Type: Master's thesis
Year: 2013
Downloads: 10
Quote: 0
Read: Download Dissertation

Abstract


With the guidance of conventional commercial bank internal controls theories and lead by the national Supervision department, the internal controls system of commercial banks in China has been established for years and yielded many good results. However, when we look at cases of internal controls failures such as the bankruptcy of Bank of Bahrain and huge loss of Societe Generale which has drawn the world’s attention to the subject of commercial banks internal controls, we should not be so assured or confident to say that similar situation will not happen to us under our commercial banks’current internal controls system. Rather we should be alert of the fact that the current internal controls system of our commercial banks is still far from perfect, and any defect of the system may incur great losses to the commercial banks; such fact has been repeatedly proven by various financial fraud cases, for example, fake bills from Qilu Bank in2012, hundred-million-yuan draft from Agricultural Bank of China in2011, fraud of bills valuing430million yuan from Yantai Bank in2012,forging of deposit bills condone by a bank employee and a real estate developer, etc.According to the "the external point of view" theory, it is impossible that an internal controls system set up by commercial banks themselves can completely serve the public benefits, and as a result government must come out with laws and regulations which can enforce how commercial banks must implement their internal controls system. Therefore, the enforcement of laws and regulations by national supervision department is the necessary and most effective way to resolve the problems derived from the defects of the current internal controls system of commercial banks. Based on principles of Laws, Economics and Management, this article is focused on the study of how to enhance the effect of commercial banks’ internal controls system by enforcing the laws and regulations, proposed a lawful, moderate, effective, human oriented, and practicable principle of development, and suggested the development idea of "Three Particularly and Two Commonly".

Related Dissertations

  1. Study on Laws and Regulations of School-Enterprise Cooperation of Vocational Education in China,G719.2
  2. FOI Environment Research paper files open,D922.16
  3. Research on Operational Risk Management of Counter Service under China Construction Bank Gansu Brach’s Network Transformation,F832.2
  4. Study on Information Systems Project Management System Optimization of DB Bank,F832.2
  5. The Research on Our Country Commercial Bank’s Finanical Mangement Problesm and Countermeasures,F830.42
  6. Study on the Influence of Internal Marketing on the Satisfaction of Employee Job Satisfaction in Chinese Commercial Bank,F832.2
  7. The information content of the commercial banks accounting policy choices,F830.42
  8. Research on Non-performing Assets Securitization of Our State-owned Commercial Banks,F832.5
  9. Credit Risk Management of Shenzhen Joint-stock Commercial Bank,F832.4
  10. Research on Problems in Chinese Professional Football League System,G843
  11. Analysis on Executive Officer Compensation Incentive System Performance-Based in Commercial Banks,F832.2
  12. From the perspective of business performance strategic transformation of China's commercial banks,F832.33
  13. The Analysis of China’s State-owned Commercial Banks Compensation System,F832.2
  14. Study on the Improvement of International Trade Finance in China’s Commercial Banks,F832.2
  15. Commercial Bank Individual Wealth Management Business Development Present Situation. Problems and Countermeasures,F832.2
  16. Empirical Research of Chinese Listing Commercial Banks’ X Efficiency Based on Data Envelopment Analysis,F832.33
  17. The Research of Internal Risk Control for American Commercial Bank under Post-financial Crisis,F832.2
  18. The Empirical Research on the Effects of Corporate Governance to the Performance of Commercial Bank,F224
  19. The Real Estate Price Analysis Based on Commercial Banks Project Evaluation Point,F832.2;F224
  20. Research on Commercial Bank Risk Ealy-warning under Enterprise Risk Management,F224
  21. Research on the Strategy of the JN Sub-branch of Bank of China to Improve the Customer Satisfaction,F832.2

CLC: > Political, legal > Legal > Chinese law > Financial Law > Banking Law
© 2012 www.DissertationTopic.Net  Mobile