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Research on Information Disclosure to Prevention of Insider Trading in China

Author: XuFeng
Tutor: XiaYunFeng
School: Xiangtan University
Course: Accounting
Keywords: Insider trading Information disclosure Insiders
CLC: F830.42
Type: Master's thesis
Year: 2013
Downloads: 79
Quote: 0
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Abstract


In recent years, Insider trading become a maximum punishment of violationsdiscovered in China. Insider trading can not effectively prevent attributed the informationdisclosure system to improve the information disclosure, thereby reducing insider tradingoccurs, allow the company to a management station to better fulfill their responsibilities asmarket participants, as well as policy setting bodies to provide advice.Government regulatory institutions, intermediaries and listed companies systemconstruction capital market participants. Kyle model to prove that the information disclosedis effective measures to prevent insider trading, I build insider trading informationdisclosure index(IDII)for insider trading. From the authenticity of the information,timeliness, completeness, accuracy, four of the listed companies were evaluated for theearly warning of insider trading, and compared to similar companies not punishment fromthe SFC penalty case to come to the disclosure of informationthe index of the warning line.The financial report also has some limitations, changing the one-time disclosure tocontinuing disclosure,and strengthening the predictive information management, has animportant role to the existing information disclosure.Internal take insider trading disclosuremode, that insider transactions, but it must be the establishment of a lock-up period and thetrading window period, the internal should ahead of the report, after a certain period ofannouncement, scheduled transactions on trading which submitted to the regulatoryauthorities can be completed.I believe that the reform of the hiring system of intermediaries, the audit referencescan choose either the company assets and sales revenue what high or charge with the time.Concentrate to establish auditing fund and independent director fund to draw from the fundfor the payment for labor, completely cut off the economic threat by intermediaries.At the same time, strengthen psychological motivation is a must. Set the credit ratingsystem of the intermediaries, listed companies and practitioners to establish the integrity ofthe files.Only they have the same orientation of the tripartite interests, the fairness of thecapital markets can safed.

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CLC: > Economic > Fiscal, monetary > Finance, banking > Finance, banking theory > Banking > Bank Accounting
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