Dissertation > Excellent graduate degree dissertation topics show

Of Financial Holding Company Supervision Legal System

Author: ZhaoDaPeng
Tutor: CaoMingZuo
School: Zhengzhou University
Course: Economic Law
Keywords: Financial holding company Regulatory bodies Regulatory approach Regulatory elements
CLC: D922.28
Type: Master's thesis
Year: 2009
Downloads: 28
Quote: 0
Read: Download Dissertation

Abstract


With the globalization of financial liberalization continuous development, financial innovation is also increasingly active. The Financial Conglomerates become an inherent requirement of the development of the financial sector, along with the booming worldwide. However, the excessive financial liberalization and financial innovation caused the global financial crisis. China has realized the urgency and necessity of the establishment of an efficient financial system, but the development of China's financial sector there are still a lot of shortcomings and deficiencies, if the pace of financial liberalization and globalization go far too fast, is likely to lead to disastrous consequences. We need financial liberalization and globalization, but this process must be orderly and cautious. The optimal choice of the financial holding company has now become China's financial mixed mode, the real significance of the financial holding company has a certain number of development, and accordingly also introduced a series of regulatory policies. Financial holding company in China in terms of the overall legislation and its regulatory system construction or in cautious groping. This paper by the International Financial Holding Company Act regulatory model and regulatory content comparison, learn from exposure problem and reform experience in the current economic crisis, the U.S. financial regulatory system based on China's financial holding company regulatory regime proposed a specific system construction advice. Expectations on the basis of ensuring the operational safety and efficiency of the financial holding company in China, and gradually promote the safe and effective to carry out financial holding company regulatory legal system construction and financial market reforms in China to push forward the healthy development of China's financial industry and the national economy as a whole . From four aspects, the analysis of the financial regulatory system. An overview of the first part of \The second part of the \The third part of the financial holding company regulatory regime content analysis \Including the capital of the financial holding company subject, organization and personnel requirements of the building and internal control systems and financial holding company in the process of operation must require firewall system, related party transactions, restrictions and information disclosure system. The fourth part of \adjustments and the impact of these policies on China; final proposed regulatory regime for the legal system of China's financial holding company supervision and regulatory content specific suggestions for improvement.

Related Dissertations

  1. Improvement of Laws on the Risk Control of Credit Card Fraud,D924.3;F832.2
  2. Toward the starting point of the financial holding company - Bancassurance,F832.2
  3. The Research on the Reform Regulation Model of Financial Holding Company in China,F832.1
  4. The Research on Improving Regulation System of Neo-SOEs’ Top Managers,F276.1
  5. Research on the Supervision of Chinese Financial Holding Companies in the Background of the Financial Crisis,F832.39
  6. Research on Supervisory Institution of Urban Public Utilities,D632
  7. Study on the Supervison Mode of Security Credit Rating,D922.287
  8. Financial holding company legal risk prevention mechanism,F832.39
  9. Research of Credit Default Swaps’ Regulation,D912.28
  10. The Research on the Legal Regulations of the Financial Intermediary Business,F832.2
  11. Legal research for China 's rural credit cooperatives, the regulatory model,D922.281
  12. The Study on Supervision of Interest Rate Derivatives in China,F832.5
  13. China's commercial banks Mixed trends and countermeasures,F832.2
  14. The Research on the Supervision of the Pension Funds in China,F842.6
  15. Supervision of financial holding companies Legal Issues,D922.28
  16. A Discussion on the Legal Regulation of Financial Holding Company’s Abuse of Market Advantageous Status,D922.28
  17. Financial Holding Company Risk Prevention,D922.291.91
  18. A Research on Legal Issues Regarding Risk Control of Financial Holding Companies,F832.39
  19. Legislative Regulation of Affiliated Transaction of Financial Holding Company in Our Country,D922.28
  20. An Improved Graph Algorithm in Predicting Regulatory Elements,TP391.41

CLC: > Political, legal > Legal > Chinese law > Financial Law
© 2012 www.DissertationTopic.Net  Mobile