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China’s Commercial Banks How to Prevent the Operational Risk Rising from the Background Concentration of the Accounting Operation

Author: MouJing
Tutor: YinKeDong
School: Ocean University of China
Course: Finance
Keywords: Accounting operations Background concentration of Operational risk
CLC: F832.2
Type: Master's thesis
Year: 2010
Downloads: 205
Quote: 0
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Abstract


In recent years, the banking industry operational risk cases frequent, large scope or even a bank destroyed, which makes the domestic and international banking sector to the degree of importance of operational risk greatly improved. However, our operational risk theory is not mature enough, rich enough practical experience of domestic commercial banks in the operational risk management, commercial bank operational risk management is facing a severe test. At present, the domestic banking sector in the process of separation of front and back office business accounting background business focused operating system reform, in this situation, the mode of operation of the bank showing the different characteristics of the operational risk has changed, with the back-office operations deepening of centralized risk corresponding to the background concentration of the article is this in-depth analysis, to investigate accounting operations background concentration of operating risk prevention. Firstly, from the basic theory, the connotation of the commercial banks operational risk analysis, classification, characteristics and the importance of prevention. Then with the current actual situation, introduced centralized process definition and major domestic and foreign commercial banks accounting operations background concentration of commercial banks accounting operations background and current situation, on this basis, summed up the background characteristics of the centralized model. Based on the theory and practice of operational risk, commercial banks accounting operations background concentration focus. The main line operational risk four elements - people, processes, systems, external events, analysis of operational risk type background concentration and its causes, and the importance of the accounting operational background centralized operational risk prevention. More practical significance to study the operation risk prevention measures, the paper selected three cases associated with accounting background operations analysis revealed three cases of profound analysis of the description of the case and the reason of the case, Banking the accounting background operation risk prevention revelation as the reference of the operational risk management. On the basis of the above theoretical and empirical analysis, the paper targeted accounting operations background centralized operational risk prevention and management initiatives. The risk management framework includes six areas: the establishment of risk prevention and control of internal drive mechanism to the people-oriented, multi-channel operational process risk control, strengthening the centralized system run internal security management, to strengthen outsourcing risk control to establish the background monitoring the supervision and inspection of business operations throughout emergency mechanism and improve the business of accounting operations background processing capabilities. Framework of six in-depth analysis, specific management measures, the formation of a full range of accounting operations background operational risk management system.

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CLC: > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Banking system and business
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