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Financial Derivatives Markets Legal Regulation and Oversight

Author: ChenHui
Tutor: WuJun
School: Shenyang Normal
Course: Civil and Commercial Law
Keywords: Financial derivatives Internal control mechanisms Hedging Speculate Arbitrage
CLC: D922.28
Type: Master's thesis
Year: 2011
Downloads: 113
Quote: 0
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Abstract


Accompanied by in-depth development of financial globalization, financial derivatives because of its flexibility, diversity, leveraged itself has characteristics sought after by the countries, and has doubled in a geometric larger trend. Face of of economic prosperity huge role, countries are actively added to the wave of development of the derivatives. However, the global financial crisis triggered by the U.S. sub-prime loan crisis in 2007, we once again sounded the alarm, in the face of high-risk derivatives market, and how to develop appropriate laws and regulations and regulatory systems, to avoid the negative impact become the key to the development of the derivatives market in China. The first chapter is mainly theoretical research on financial derivatives, and all-embracing interpretation of the history and trends of the development of financial derivatives, fully explain the complexity of financial derivatives, risk, and its fast, powerful The momentum of development. The second chapter, from financial derivatives risk factors, to legal workers point of view, a detailed analysis of the exchange traded derivatives market and the OTC derivatives market risk causes and risk control of the financial derivatives market principles requirements. Chapter draw on a wide range of legal experience in regulatory and supervisory experience in the financial derivatives markets in more developed countries on this issue. The fourth chapter is the focus of the article discusses and innovation, through the reference legislative experience of foreign countries in this regard, combined with China's national conditions and practice, put forward a five-point legislative principles of the legal regulation of the derivatives market, that is, \start-up, endogenous to the market-oriented rules, on the basis of security and encourage innovation, the development of the \And a detailed analysis of the key issues that need to be concerned about the derivatives market legislation, proposed derivatives market the \principles \Chapter This article discusses the important and innovative chapter, on the basis of the analysis of the current regulatory situation of derivatives improve our derivatives market requirements, supervision from the company's internal control, external control regulation as well as international cooperation in supervision in three areas, efforts to improve our derivatives market supervision.

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CLC: > Political, legal > Legal > Chinese law > Financial Law
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