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Study on Operational Risk Management Strategy of Bank of China LN Branch
Author: AnWei
Tutor: WangJing
School: Dalian University of Technology
Course: Business Administration
Keywords: Commercial bank Bank of China Operational risk management Strategy Research
CLC: F832.2
Type: Master's thesis
Year: 2011
Downloads: 106
Quote: 0
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Abstract
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June 26, 2004 , the Basel Committee on Banking Supervision released the new Basel Capital Accord , the first time the operational risk into the bank's risk management framework ; June 2007 , the China Banking Regulatory Commission has issued a \guidelines , requirements of domestic commercial banks to adapt with our business nature , scale and complexity of operational risk management system to effectively identify, assess, monitor and control / mitigate operational risk , marking China 's commercial banks operational risk management entered a new phase . LN Branch as the Chinese banking system, built - in line time to adapt to the trends of the international banking supervision , operational risk management requirements , the Bank of China in August 2007 in the whole group to promote the implementation of operational risk and control assessments meet domestic regulatory agencies . long, the balance of a larger Branch , is also undergoing a painful process of operational risk management model reform . How to establish as soon as possible and to improve in line with the actual operation of the risk management system , comprehensive identification and control of banks operating process in a variety of operational risk has become the major issues relating to the future development of the LN branches , must give serious attention and resolve . Start from the introduction of operational risk management theory , briefly on the basis of the operational risk management and internal control , compliance management relations from the control environment , risk assessment , control activities , information and communication , inspection and supervision of internal control COSO five elements LN the branch operational risk management status and the outstanding problems in a comprehensive study , analysis , and draw on advanced foreign banks' risk management experience related coping strategies and recommendations .
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CLC: > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Banking system and business
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