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Regulations on Behavior of "rat Trading"

Author: HuangXingRui
Tutor: XieFuCheng
School: Chongqing University
Course: Legal
Keywords: Fund Rat Regulatory Legal Regulation
CLC: D922.28;F832.51
Type: Master's thesis
Year: 2011
Downloads: 106
Quote: 0
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Abstract


Since the China's securities market to establish a short history, but has developed very quickly. In its rapid development, such as \Especially the \Moreover, its existence has been seriously harmed the legitimate rights and interests of the majority of ordinary investors, the trust mechanism of destruction of the securities market, hindering the healthy development of the securities market. Although China has strengthened the supervision of the fund industry, and the introduction of the \In this paper, coated SFC to investigate former fund manager of Invesco Great Wall Fund Management Co., Ltd. 's Great Wall Fund Management Co., Ltd.' s former fund manager Han Gang bangs three men suspected of the events of the \The main purpose: Legal Regulation of \The paper is divided into four parts. The first part of a total overview of the \Defined in the definition of the \The second part of the law of the United States, the United Kingdom, Japan, the three countries about the behavior of the \This leads to its reference to China's relevant laws and regulations. The third part of the use of historical analysis, on the legal regulation of the \After briefly on the legislative history of China's relevant laws, focusing on the status of the relevant laws and regulations. Certainly our legislative acts of the \Fourth portion of the main problems in the law and judicial practice about the behavior of the \the positions effective countermeasures \

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CLC: > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Financial market
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