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China's commercial banks, corporate governance and internal control relevant empirical analysis

Author: MaShiQiang
Tutor: ShenFuPing
School: Shijiazhuang University of Economics
Course: Business management
Keywords: Commercial bank Corporate Governance Internal Control Empirical research
CLC: F275;F832.2;F224
Type: Master's thesis
Year: 2009
Downloads: 666
Quote: 1
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Abstract


Banking as a high-risk, high debt industries, with the entire social and economic life of its close ties , has been a government department , the business community , as well as civilians theorists focus. Prevent commercial banks from the risk perspective, the banking supervision department supervision, deposit insurance system, social supervision, industry self-regulation are effective means , people have realized that to play the role of the external factors must rely on internal factors - the bank's internal controls , so commercial banks to strengthen internal controls. However, the mere strengthening of internal controls and can not get the best results, and strengthen corporate governance in the banking industry have a good internal control role in promoting . Because corporate governance and internal control intricate relationship exists , reasonable corporate governance is the protection effectiveness of internal control , effective internal control will help the company goals. Theoretical and empirical studies have shown that good corporate governance of the financial system functioned well and has a very important role. This paper first describes the corporate governance and internal control theory . Secondly , dependency chimeric theory, combined with the internal control environment , risk identification and assessment, internal control measures , information exchange and feedback , monitoring, evaluation and corrective five elements to elaborate corporate governance and internal control relevant. Last selected commercial banks 2005-2007 data on shareholding structure, board of supervisors and senior executives incentive pay four governance mechanisms and the relationship between the bank's internal control conducted empirical research . The results showed that the proportion of the largest shareholder on the implementation of the bank's internal controls have significant positive impact , but the other major shareholder oversight effect on the bank's internal controls had no significant effect . Board of Directors and the Supervisory Board of the bank's internal control scale and a significant positive correlation , but the independence of the Board of Directors and the Supervisory Board is difficult to be guaranteed. Executives incentive pay can not play a catalytic role of internal control . Based on the above findings , this paper presents optimization shareholding structure, strengthen the construction of the Board and the Supervisory Board proposed to improve the internal control system.

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CLC: > Economic > Economic planning and management > Economic calculation, economic and mathematical methods > Economic and mathematical methods
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