Dissertation > Excellent graduate degree dissertation topics show

Conversion from Securities Broker to Financial Consultant

Author: JiangMin
Tutor: QuChuang
School: Shandong University
Course: Industrial Engineering
Keywords: Securities Broker Brokerage Transformation Financial Consultant
CLC: F832.51
Type: Master's thesis
Year: 2011
Downloads: 47
Quote: 0
Read: Download Dissertation


The China’s securities market developed rapidly, though it started later. The achievements are remarkable after two decades of time. However, compared with the mature market of Europe and America there’s big gap between them. The domestic securities broker develops constantly with the development of China’s securities market, it’s the result of market competition, and it shows a variety of forms. On April 13 2009, the Securities Broker Interim Provisions issued, it clear the range of securities broker and purify the teams of securities broker greatly. As the effectiveness of Market regulation is weak, the existing forms of securities broker are diverse at present. Some brokers practice illegally, most of them have low quality and service level for client.In many areas, the securities brokers attract the client by the low commission or by the network. These will bring the potential harm to the securities industry.After 20 years of development, the China’s securities market forms the multi-level and diversified pattern. The securities brokerage face transformation, the traditional channel type will become the high value-added service. The effect of securities broker become more and more important, But the low quality of securities broker can’t meet the needs of development.The paper tries to rethink the location of securities broker by tracking the history of the brokers, analyzing the current situation, contrasting the domestic brokers and the foreign brokers, which tries to find the Chinese characteristics securities broker pattern—the securities brokers convert to the financial consultant.

Related Dissertations

  1. The Research on the Securities Broker System,F832.51
  2. Analysis on the Stock-broker Construction in LH Securities Company,F832.39
  3. Design and Implement of Stock Exchange’s Operation Data Statistic and Analysis System,TP311.52
  4. Research on the Stock Broker System in China,F832.51
  5. Discussion of Stock Brokage of Chinese Security Company,F832.51
  6. Guotai Junan Securities broker management of natural,F832.51
  8. A Study on Development of Securities Brokerage System in China,F832.5
  9. Research on the Development of Securities Broker in China,F832.51
  11. Build and improve a number of issues of the legal system of China 's securities brokerage,D922.287
  12. Research on Competence Character of Stockbrokers,B845
  13. The Study of Securities Brokers’ Legal System,D922.287
  14. Study on Bancassurance Finance Advisor Sales Model in SN Life,F842
  15. A Study on the Business Transformation of Domestic Securities Brokers,F832.39
  16. Margin of China's securities market stock trading,F832.51
  17. Research on Securities Broking Contracts,F832.51
  18. The Legal Prevention of Gem Risk in China,F832.51
  19. The Analysis of Capital Allocation Efficiency in Chinese Capital Market,F832.51
  20. Empirical research on the behavior of the controlling shareholder of the quality of accounting earnings,F832.51;F224
  21. Alienation of the investment behavior of listed companies Empirical Study of the fair value of applications,F832.51;F224

CLC: > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Financial market
© 2012 www.DissertationTopic.Net  Mobile