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Korean capital market integration legitimate investor protection legal system

Author: PuZhenLong
Tutor: XuLingYan
School: Fudan University
Course: Civil and Commercial Law
Keywords: Investor protection system Korean capital market system legitimate Inclusive ' Conflict of interest
CLC: DD912.29
Type: Master's thesis
Year: 2010
Downloads: 132
Quote: 3
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Abstract


Improved the international competitiveness of Korea's financial industry, as the funders of the capital market and financial commodity demand by investors in order to safeguard the continued development of the capital market, it needs more trustworthy inducement to continue to invest in the market environment investor protection system is essential. Relevant legal and regulatory system of the Korean financial market, there are many problems in the investor protection mechanisms. The main problem is that because the law adopted financial instruments listed doctrine, listed outside the scope of the new generation of financial instruments can not be caused by regulatory legal investor protection gap phenomenon as well as the economic substance of the same financial instruments in different financial institutions investors can not be subject to different legal determine the legal protection of the phenomenon. In order to solve this problem as well as the protection of the sustainable development of the capital market, the reference addressed by the legal system together with South Korea have similar problems of foreign legislation, enacted the integration other than banks and insurance throughout the capital market, the \. Capital market system legitimate \In addition, the capital market system legitimate \Meanwhile, in order to resolve possible conflicts between financial companies and investors as well as investors, capital market system legitimate \And make the right investment decisions, in order to grasp the full information is conducive to investors in the investment and to expand the scope of information disclosure system applicable. In order to prevent improper securities trading behavior, expanding the scope of the prohibition of insider trading and market manipulation object. Also not invite investment inducement system and forbade the further inducement system and Misrepresentation, prohibits the improper investment inducement behavior is prohibited. In this paper, after which the capital market integration legitimate innovation one of the core content of the investor protection system \evaluation and further discussion. China's financial reform and the status quo and made several suggestions.

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