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Study on Modes of Deposit of Client Clearing Funds

Author: XueYingZi
Tutor: WenXiaoFang
School: University of Foreign Trade and Economic
Course: Finance
Keywords: The securities customer transactions settlement funds Depository mode Commercial bank
CLC: F832.51
Type: Master's thesis
Year: 2006
Downloads: 246
Quote: 3
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Abstract


The behavior of the illegal misappropriation of clients' securities companies trading settlement funds has become a stumbling block to hinder the sustained and healthy development of China's securities market . The unreasonable customer 's securities trading settlement funds depository mode is the main reason for the illegal diversion of securities companies . This article introduces the status quo of illegal misappropriation of clients ' securities companies in the securities market trading settlement funds , analysis of the reasons for the illegal misappropriation of clients' securities companies trading settlement funds . This paper argues that the securities business department counter system at the same time responsible for the securities customer transactions settlement funds front-end control , fund receipts and payments and funding details liquidate three functions external causes of illegal misappropriation of clients' securities companies trading settlement funds , securities financing channels not smooth the underlying causes of illegal misappropriation of clients' securities companies trading settlement funds . On this basis , we draw on the experience of some countries and regions in Asia in securities settlement funds depository , and the analysis of several client trading funds management model study , suggestions for improvement of China's securities settlement funds saved recommendations of the pipe mode . This paper draws the following conclusion: Commercial banks are the most suitable securities customer transactions settlement funds depository institutions , depository securities settlement funds mode as long as the existing commercial banks to improve , follow the \while smooth financing channels for securities companies can fundamentally cut off the path of securities companies misappropriation of securities settlement funds .

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CLC: > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Financial market
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