Dissertation > Excellent graduate degree dissertation topics show

Securities Investment Fund Governance Structure Legal Issues

Author: YangFan
Tutor: LiDongFang
School: China University of Political Science
Course: Economic Law
Keywords: Securities Investment Fund Securities investment fund governance structure Reform and improve the
CLC: D922.287
Type: Master's thesis
Year: 2007
Downloads: 71
Quote: 0
Read: Download Dissertation

Abstract


Fund industry in Europe and the United States and other countries has been a century of history, China's securities investment funds, despite a late start in recent years, the rapid development, and achieved good results, but the problems of governance structure of China's securities investment funds is a serious impediment to the further development of China's securities investment funds. Including: fund investors' interests on behalf of the absence; fund managers too much power, the lack of checks and balances; fund organization, including the more obvious limitations of the problem. I see some Chinese and foreign literature, comparative analysis and research combined with the status quo of China's securities investment fund management, establishment and improvement of the governance structure of China's securities investment fund put forward some ideas and recommendations on improving the legislative practice. The paper is divided into an introduction, three parts of the text and conclusions. The text is divided into three chapters. The first chapter provides an overview of the basic theory of the securities investment fund. Section of this chapter first securities investment fund concept, scope, form and comparison. Section II discusses the securities investment fund governance structure and theoretical sources at the same time, pointed out that the governance structure of the securities investment fund is different from the specificity of corporate governance on investor status, the characteristics of the associated Fangli Yi conflict, a conflict of interest different degree of control of the external environment impact specifically discussed. Second chapter three, the first two, mainly through the comparison and discusses the different foreign securities investment fund governance structure of the model, summed up can learn from success and advanced experience. Section III described, respectively, from the tripartite stakeholders in the different contractual fund governance model, the company the Fund's internal governance system point of view and compare the advantages and disadvantages of a national fund governance model, and reveal its governance structure reform of the securities investment fund enlightenment. The third chapter discusses ways to optimize the establishment of the governance structure of China's securities investment funds. The chapter is divided into three. Section 1 discusses the internal restraint mechanism to strengthen and refine the various systems of the General Assembly of the fund holders as well as to broaden the fund sponsor-wide approach to improve our contract of securities investment funds. Section II discusses how the introduction of corporate securities investment funds and supporting the independent director system to strengthen the governance of the Fund. Section III mainly explains how to strengthen the external constraints of China's securities investment funds.

Related Dissertations

  1. The Thinking of Reeducation Reform and Improve the Working Mechanism,D926.8
  2. Securities investment funds and stock market stability study,F224
  3. Research on the Reform of the Initiator of Criminal Judicial Expertise,D925.2
  4. Study on the Institution of the Collective Construction Land Transfer,D923.2;F301
  5. The Impact of Securities Investment Fund on Chinese Stock Market Volatility,F832.51
  6. People Supervisor System,D926.34
  7. A Study of the Impact of Securities Investment Fund on the Stability of the Stock Market of China,F832.51
  8. A Research on Herd Behavior of Securities Investment Funds in China,F832.51
  9. China Investment Fund Performance Persistence,F832.51
  10. Research on the Relationship between Security Investment Funds and Volatility on Stock,F832.51
  11. On the securities investment fund contracts,F832.51
  12. A Study of Fund Company’s Risk Management,F832.39
  13. Research on Risk Management of Securities Investment Fund through VaR,F832.51
  14. On the Legal Protection of China’s Securities Investment Fund Holders’ Interest,F832.51
  15. The Influence of Position Constraints on Securities Investment Funds’ Investment Behavior,F832.51
  16. Herd Behavioral Research on the Chinese Security Investment Funds,F224
  17. Herding Behavior of Securities Investment Funds empirical research,F224
  18. Research on Factors That Affect the Cash Dividend of Closed-end Fund,F832.51
  19. Securities investment funds on the stock market volatility impact study,F832.51
  20. China Securities Investment Fund herding behavior studies and empirical analysis,F224
  21. On the tax system of China's insurance industry,D922.22

CLC: > Political, legal > Legal > Chinese law > Financial Law > Securities and Management Act
© 2012 www.DissertationTopic.Net  Mobile