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A Study on the GEM Sponsor System in China

Author: WangLiPeng
Tutor: ZhaoLei
School: Southwest University of Political Science
Course: Legal
Keywords: Sponsor Growth Enterprise Market (GEM) Risk prevention Legal Countermeasures
CLC: F832.51
Type: Master's thesis
Year: 2011
Downloads: 145
Quote: 1
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Abstract


With the increasing development of China's securities market , the the internal potential market risk is gradually emerging , especially with the start of the GEM , legal regulatory mechanisms urgent need to further improve the securities market . China 's securities regulatory authorities to take a number of ways to prevent and reduce risk , increase the investigation crackdown violation of regulatory rules listed companies , intermediaries severe penalties , the development of a large number of regulations and rules , and the establishment of an independent director system improve the governance structure of the checks and balances of the listed companies and listed companies . Illegal behavior in China 's securities issuance and listing sponsorship system practiced in the specification securities issuance and listing to enhance investor in particular, plays an extremely important role in the protection of small investors . Around the the sponsor regime GEM market in China , mainly from the following discusses : the first part by the Guoxin Securities PE corruption cases , leads to the sponsor regime in our current stock market . The next step is to enter the body of the sponsor system overview , first discusses the concept of the system and the system value of Sponsor , then developed capital markets in the world , several major GEM sponsor an overview of the system . The second part the China mainland GEM sponsor the development of the system . This section is composed by the following two aspects , one of the sponsor system simple combing the course of development of the capital market in the Chinese mainland ; our sponsor system are discussed in detail . The third part , a synthesis of the GEM market and sponsor regime of the GEM market risk prevention significance . Various risks facing China 's GEM market analysis , summarized , and then summarize the sponsor regime to prevent the meaning of the GEM market risk . Part IV , the first on the basis of analysis of various text of China 's GEM market sponsor regime , for our sponsor regime now various legal initiatives to improve the system .

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CLC: > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Financial market
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