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Bank of China Sanmenxia Branch Accounting Risk Management Improvement Study

Author: LiHuiMin
Tutor: ChenXiMin
School: Northwestern University
Course: Business Administration
Keywords: Bank Accounting risks Internal accounting controls Preventive measures
CLC: F830.42
Type: Master's thesis
Year: 2010
Downloads: 197
Quote: 0
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Abstract


In recent years, the risk of financial accounting facing increasingly complex, the expansion, a very important aspect of the internal control of the financial sector is to control the risk of accounting, internal control means more and more, but, how to play to the functions of the financial industry to guard against and resist risks, how to strengthen the financial accounting risk prevention, how to combine commercial banking business development and strategic goals, take effective control method achieves the objectives of the operation, is now the weight of the financial risk prevention work weight. Through micro and macro different aspects listed bank accounting risk control type from the status quo of bank accounting risk control and existing problems and accounting risk control measures to do the analysis, the development status of the Bank of China the Sanmenxia branch accounting, risk manifestations Sanmenxia Branch, Bank of China accounting risk problem, identify risk formed the crux of the problem. Through the use of commercial banks risk prevention theory and foreign commercial banks, state-of-the-art risk management experience, to improve the risk management of the Bank of China Three Gorges Branch accounting improvement program, implementation steps and safeguards. The article noted: due to the Sanmenxia Branch, Bank of China accounting business and the entire banking has not yet formed a set by the target system, the decision-making system, perform system and supervision system consisting of a chain of risk prevention program, accounting personnel, quality risk, accounting positions set have problems, at the same time, staff on the understanding of the accounting management does not fully understanding deviation; line is not the formation of a comprehensive risk control system system, system construction lag; accounting is not real, accounting procedures are not formed rigid constraints, weaknesses; weaken oversight of the internal control mechanisms, the lack of evaluation index, increased financial cost and misapplication of accounting policies, the Sanmenxia Branch accounting management risk vulnerabilities and needs to be improved. Formed the crux for risk, this paper presents: clear the specific objectives for all levels of accounting control, a multi-level accounting control system; establish a set of accounting system to adapt to the new system, the new situation; deepen the accounting internal control mechanism, and build efficient risk monitoring system ; establish risk measurement mechanism, a sound internal control evaluation; seize the risk of key links, to build a solid risk defense; improve the accounting system, improve the quality of accounting; grasp the business of learning and training assessment work to enhance the overall quality of accounting personnel; innovation management, full implementation of the appointed accountants and other countermeasures overall improvement of the previous accounting approach to risk management the Sanmenxia Branch, all business lines, the grass-roots network of division of labor, accounting risk management improvement measures put in place, which greatly improves the Bank of China the Sanmenxia Branch accounting risk management, effective prevention and defuse the risk of accounting work, to ensure The Sanmenxia Branch sound operation and sustainable development.

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CLC: > Economic > Fiscal, monetary > Finance, banking > Finance, banking theory > Banking > Bank Accounting
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