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On the Perfection of the insider trading laws, the prevention system

Author: DengYing
Tutor: ChenKaiZuo
School: Sichuan Academy of Social Sciences
Course: Economic Law
Keywords: Securities Insider trading Legal Prevention System
CLC: F832.51
Type: Master's thesis
Year: 2011
Downloads: 116
Quote: 1
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Abstract


Insider trading has long been troubled by a problem in the securities market, which seriously undermined the market order of the securities market, and caused great damage to the interests of the investing public, endanger the healthy and orderly development of the securities market, almost all countries be prohibited by the legislation on insider trading behavior. China's securities market has experienced more than twenty years of development, has made considerable achievements have significantly improved the legislative level, system building. A long time, China has always insisted against insider trading, and continue to increase efforts to crack down on insider trading behavior. The current status quo, however, insider trading legislation is not perfect, and regulatory systems are still inadequate, especially in the insider trading laws, prevention system, which had been lacking, and this will undoubtedly affect the insider trading crackdown. In this paper, from a legal point of view, to discuss how to prevent insider trading behavior of China's securities market, aims to build a comprehensive prevention system of insider trading laws, take preventive measures, in order to benefit the development of the securities market. The author of the article is divided into four parts, that insider trading prevention system theory, developed countries to prevent insider trading, insider trading laws, the status of the prevention system, lack of insider trading laws, the prevention system and its perfect. First chapter, the concept of insider trading, defined, and the constituent elements of insider trading and the reasons for prohibiting insider trading were analyzed at the same time, I also the theoretical basis for the prevention of insider trading described purpose is to through overall introduction of insider trading, to make theoretical paving the way for later exposition. The second chapter of the developed countries to prevent insider trading introduced, I selected three representative countries, namely the United States, the United Kingdom, Germany, from these three countries, legislative, regulatory model and regulatory means angle to start detailing their advanced experience in the prevention of insider trading. The third chapter is the introduction of insider trading at the present stage of preventive legislative system, and analysis of the regulatory body and the preventive regulatory approach of our insider trading. The fourth chapter pointed out the inadequacies of the insider trading laws, the prevention system and put forward suggestions for improvement.

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CLC: > Economic > Fiscal, monetary > Finance, banking > China's financial,banking > Financial market
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